Bank Sales of Mutual Funds Hearing Before the Subcommittee On Financial Instit
Bank Sales of Mutual Funds Hearing Before the Subcommittee On Financial Instit
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Currently, for fixed-rate annuities, Coast requires a disclosure only at the time the account is opened, not for subsequent investments. We are currently reviewing this policy for possible revisions.
283 Attachment ll - Coast r-Fn i-iutual minds MncNnwi fimmfnt INVESTMENT ACKNOWLEDGMENT & RECBPT FSG Account No.
Client's Name (Li«t ?•*. Mi** maai) Joint Client's Name (unt, f»*. Middle imuo Fund Name $ Amount % As a front end sales charge which will be deducted from principal at the time of purch...ase. ~% As a maximum deferred sales charge which will be deducted at redemption unless I hold my investment for the number of years specified in the prospectus.
Distribution lnstructions(Choose one) D Reinvest all distributions in same fund □ Remit dividends in cash, reinvest capital gains □ Remit all distributions in cash DNew D Existing - Fund Account No.
Mutual Fund Special Instructions □ Issue Certificate □ Systematic Withdrawal Plan* D LOI/ROA*$ □ Send distribution to third party address* -Require* Fund Application 1 I acknowledge that I have received, and have had the opportunity to review a PROSPECTUS from my Registered Representative; it contains important information about my investment My investment is made available by Registered Representatives of FIMCO SECURITIES GROUP, INC.
What to read after Bank Sales of Mutual Funds Hearing Before the Subcommittee On Financial Instit?
You can find similar books in the "Read Also" column, or choose other free books by Finance United States Congress House Committee On Banki to read onlineMoreLess
To quickly assess the difficulty of the text, read a short excerpt:
Currently, for fixed-rate annuities, Coast requires a disclosure only at the time the account is opened, not for subsequent investments. We are currently reviewing this policy for possible revisions.
283 Attachment ll - Coast r-Fn i-iutual minds MncNnwi fimmfnt INVESTMENT ACKNOWLEDGMENT & RECBPT FSG Account No.
Client's Name (Li«t ?•*. Mi** maai) Joint Client's Name (unt, f»*. Middle imuo Fund Name $ Amount % As a front end sales charge which will be deducted from principal at the time of purch...ase. ~% As a maximum deferred sales charge which will be deducted at redemption unless I hold my investment for the number of years specified in the prospectus.
Distribution lnstructions(Choose one) D Reinvest all distributions in same fund □ Remit dividends in cash, reinvest capital gains □ Remit all distributions in cash DNew D Existing - Fund Account No.
Mutual Fund Special Instructions □ Issue Certificate □ Systematic Withdrawal Plan* D LOI/ROA*$ □ Send distribution to third party address* -Require* Fund Application 1 I acknowledge that I have received, and have had the opportunity to review a PROSPECTUS from my Registered Representative; it contains important information about my investment My investment is made available by Registered Representatives of FIMCO SECURITIES GROUP, INC.
What to read after Bank Sales of Mutual Funds Hearing Before the Subcommittee On Financial Instit?
You can find similar books in the "Read Also" column, or choose other free books by Finance United States Congress House Committee On Banki to read onlineMoreLess
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