Capital Markets Deregulation And Liberalization Act of 1995 Hearings Before Th
Capital Markets Deregulation And Liberalization Act of 1995 Hearings Before Th
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In our eReader you can find the full English version of the book. Read Capital Markets Deregulation And Liberalization Act of 1995 Hearings Before Th Online - link to read the book on full screen. Our eReader also allows you to upload and read Pdf, Txt, ePub and fb2 books. In the Mini eReder on the page below you can quickly view all pages of the book - Read Book Capital Markets Deregulation And Liberalization Act of 1995 Hearings Before Th
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R. 2131 strikes the right balance between state and federal inter- ests.
B. Registered Broker-dealers In addition to eliminating duplication and burden associated with going to market with a securities offering, H. R. 2131 would eliminate duplicative regulation associ- ated with licensing securities professionals. I am very pleased to report that ABASA also supports that provision of H. R. 2131 that would preempt state laws requiring broker-dealers, issuers and certain other associated persons ...to register or qualify under state law.
In addition, H. R. 2131 would prohibit states from imposing capital, financial re- porting or recordkeeping requirements on securities professionals that differ from those required by the Commission. Eliminating time-consuming registration require- ments and the potential for conflicting state and federal rules on capital, financial reporting and recordkeeping will certainly reduce significantly regulatory burdens for bank broker-dealers.
More importantly, investor protection interests would not be sacrificed at the ex- pense of reducing regulatory burdens.
What to read after Capital Markets Deregulation And Liberalization Act of 1995 Hearings Before Th?
You can find similar books in the "Read Also" column, or choose other free books by United States Congress House Committee On Comme to read onlineMoreLess
To quickly assess the difficulty of the text, read a short excerpt:
R. 2131 strikes the right balance between state and federal inter- ests.
B. Registered Broker-dealers In addition to eliminating duplication and burden associated with going to market with a securities offering, H. R. 2131 would eliminate duplicative regulation associ- ated with licensing securities professionals. I am very pleased to report that ABASA also supports that provision of H. R. 2131 that would preempt state laws requiring broker-dealers, issuers and certain other associated persons ...to register or qualify under state law.
In addition, H. R. 2131 would prohibit states from imposing capital, financial re- porting or recordkeeping requirements on securities professionals that differ from those required by the Commission. Eliminating time-consuming registration require- ments and the potential for conflicting state and federal rules on capital, financial reporting and recordkeeping will certainly reduce significantly regulatory burdens for bank broker-dealers.
More importantly, investor protection interests would not be sacrificed at the ex- pense of reducing regulatory burdens.
What to read after Capital Markets Deregulation And Liberalization Act of 1995 Hearings Before Th?
You can find similar books in the "Read Also" column, or choose other free books by United States Congress House Committee On Comme to read onlineMoreLess
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